Financial Advisory
Firm |
Firm CRD# |
SEC# |
No. of Clients |
No.
of Advisors |
AUM |
J.P. MORGAN SECURITIES LLC |
79 |
801-3702 |
1034072 |
7685 |
$249,730,934,760 |
J.P. MORGAN PRIVATE INVESTMENTS INC. |
110186 |
801-41088 |
941857 |
745 |
$292,912,547,772 |
RBC CAPITAL MARKETS, LLC |
31194 |
801-13059 |
477674 |
8476 |
$259,962,335,074 |
CLEARBRIDGE INVESTMENTS, LLC |
137028 |
801-64710 |
122375 |
214 |
$180,788,611,945 |
VOYA INVESTMENT MANAGEMENT CO. LLC |
106494 |
801-9046 |
96377 |
879 |
$241,807,595,450 |
GOLDMAN SACHS & CO. LLC |
361 |
801-16048 |
77247 |
3689 |
$222,744,598,215 |
LAZARD ASSET MANAGEMENT LLC |
122836 |
801-61701 |
6404 |
518 |
$150,331,817,279 |
JENNISON ASSOCIATES |
107959 |
801-5608 |
4276 |
366 |
$194,425,029,789 |
DWS INVESTMENT MANAGEMENT AMERICAS, INC. |
104518 |
801-252 |
620 |
487 |
$192,318,455,839 |
BROOKFIELD ASSET MANAGEMENT PIC US, LLC |
151599 |
801-72031 |
175 |
1592 |
$170,920,421,524 |
FRANKLIN TEMPLETON FUND ADVISER, LLC |
140432 |
801-66785 |
134 |
0 |
$191,596,274,875 |
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC |
156933 |
801-72220 |
113 |
63 |
$156,506,909,126 |
HSBC GLOBAL ASSET MANAGEMENT (USA) INC. |
105686 |
801-25999 |
92 |
105 |
$150,497,338,051 |
APG ASSET MANAGEMENT US, INC |
160795 |
801-74200 |
37 |
185 |
$164,116,838,385 |
TIAA-CREF INVESTMENT MANAGEMENT LLC |
107168 |
801-38029 |
8 |
398 |
$249,860,425,244 |