Doug Miller has worked in the financial services industry since January 3rd of 2000. From 1993-1999 he practiced Estate Planning and Business law. While in law school he worked at the SEC in the enforcement division. He is married and has 3 daughters. Two are currently at the University of Maryland and one is a graduate from Maryland and heading to PA school. He enjoys spending time with his family and participating in Ironman competitions.
In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.
We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.
Davida Cohen
Director of Operations
General Information |
| Firm Start Year: | 1921 | |
| Insurance License#: | 100043088 |
| States Licensed in: | AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA |
| Number of Years with Current Firm: | 11 |
| Work Experience: | Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present |
| Work with the following types of clients: | Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors |
| Advisory Services Provided: | Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers |
Services |
| Investment Types: | Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Alternative Investments, Mutual Funds, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Our Offices, Phone, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Variable Life, Disability, Annuity, Health, Life, Variable Annuity, Long Term Care |
Firm Information |
| Advisor's Number of Clients: | 120 |
| Advisor's Number of Managed Clients: | 41 |
| Advisor's Number of Planning Clients: | 57 |
| Assets Managed by Advisor: | $61,000,000.00 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $500,000.00 |
| Compensation Methods: | Flat Fee, Based on Assets, Commissions |
| Fee % Based on Assets: | 1.35% max |
| Additional Details on Charges: | Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65% |
| Minimum Fee Charged for Managed Accounts: | $6,750.00 |
Education |
| BA - Anthropology: Business | Vanderbilt University - Nashville, TN 8/1986-5/1990 |
| Juris Doctor with Honors | University of Maryland School of Law - Baltimore, MD 8/1990-5/1993 |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
| Mon. | 9:00 AM - 5:00 PM |
| Tue. | 9:00 AM - 5:00 PM |
| Wed. | 9:00 AM - 5:00 PM |
| Thu. | 9:00 AM - 5:00 PM |
| Fri. | 9:00 AM - 5:00 PM |
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